Appraisal and transfer of records from public authorities

In accordance with the Danish Archives Act, the State Archives represented by the National Archivist are authorised to specify rules and regulations relating to the management of the records of Danish Public Authorities.

According to the Archives Act the objectives of the State Archives in this area are as follows :

  • to ensure that records of historical value will be preserved.
  • to ensure that records of the authorities covered by this Act, which have no historical value, may be disposed of.

The State Archives fulfil the purposes of the Act by issuing rules and regulations after appraising the records of public authorities. In this way the State Archives ensures that the proper records will be preserved for future generations. In the case of records from State Authorities, the State Archives must ensure that such records will be transferred to the State Archives.

Read more about the Archives Act

The framework

Since 1997, the efforts of the State Archives in terms of appraisal have been governed by special agreements with the Ministry of Culture.

The aim is to ensure that paper records deemed worthy of storage are submitted before they are 30 years old so that they can be made available to the public. Data from IT systems deemed worthy of storage are submitted as archive versions (copy of data in a special format) approximately once every five years.

The specific timetables for the start and end times of the submission work were established in a Circular Letter for each ministerial area. The timetables were drafted by the State Archives following hearings with the ministries.

All activities relating to appraisal are planned and implemented in cooperation between the National Archives and the regional archives. The Head of the Department for Appraisal at the National Archives is in charge of coordinating these activities.

Contact with public authorities

All appraisal activities are based on the "Principle of Provenance". This means, among other things, that archival material is transferred according to the order, and with the classification, of the originating authority. In connection with appraisal, this classification - including the finding aids created and used by that authority - should be described. Information relating to the offices of origin will, over time, be attached to the individual series of records.

The information on the archival material will be entered into DAISY (Danish Archive Information System), the Central Database of the State Archives which contains systematic descriptions of records, offices of origin, shelving location and other types of information relating to the particular records.

Paper records

When the State Archives authorise the disposal of certain archival materials that are no longer required for legal or administrative purposes, it is the responsibility of the authority to ensure that such materials are disposed of in a safe manner. If it is decided that material should be preserved, the authority must safeguard the records until they can be transferred to the State Archives.

The public authority will normally transfer its material to whichever unit is their usual contact within the State Archives. As a general rule, local state authorities, city or district councils and county councils transfer material to the Provincial Archives, while National State Authorities will transfer their material to the Danish National Archives.

Paper records from state authorities will typically be transferred when the records are approximately 20 years old. This is done to ensure that the records may be made available at the Reading Rooms of the State Archives before they reach the age of 30 years, as determined by the Archives Act. In special cases, however, the National Archivist may allow authorities to postpone transfer of paper records until a later time.

Each individual authority conducts the necessary preparation of the records to be transferred. For paper records this would typically involve organizing, screening, cleaning, bundling, labelling and listing the material according to the rules and regulations of the State Archives.

Electronic records

State authorities are obliged to notify the State Archives of their electronic filing systems before they are implemented. The State Archives will then evaluate whether the system should be preserved and, if so, determine a date on which the data in the system is to be transferred for the first time. This will normally take place after a period of approximately 5 years. Electronic file management systems (journals) and electronic file and document management systems to be preserved must, furthermore, be reviewed for approval. For this purpose the State Archives will determine whether the system meets the requirements prescribed by the State Archives to public authorities regarding management of their records. The review focuses on both organisational and technical aspects of the system, and will also check whether a system-independent filing version may be created for the State Archives.

The requirement for notification of electronic filing systems means that, in principle, the State Archives have information on all electronic filing systems used in the Danish Central Administration. The National Archives are basically in charge of all tasks relating to electronic filing systems. However, decisions relating to preservation or disposal may in some cases be made in cooperation with the provincial archives.

State authorities are bound by the following legislation on the reporting and approval of electronic archive systems.

Circular no. 23 of 8 March 2002 on state authorities' entry of electronic registers (Danish version only)
Circular no. 24 of 8 March 2002 on entry and approval of electronic records and electronic document handling systems (Danish version only)

 

All public authorities must comply with the national standard for submission of data from it-systems that are to be preserved.

Executive Order no. 1007 of 20. august 2010 on Submission Information Packages

 

For further information on the general objectives and strategies of the State Archives please see:

Electronic records - strategies and requirements